Course ID: | FHCE 4205. 3 hours. |
Course Title: | Wealth Management II |
Course Description: | Focuses on the expansion and application of knowledge acquired
in Wealth Management I. Students develop an understanding of the
knowledge, tasks, and regulatory environment required of an
investment advisor, develop an understanding of the rules that
regulate job functions of an advisor, and create portfolios
using asset allocation models. |
Oasis Title: | Wealth Management II |
Prerequisite: | FHCE 4200 or HACE 4200 |
Semester Course Offered: | Offered spring semester every year. |
Grading System: | A-F (Traditional) |
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Course Objectives: | (1) Evaluate a client’s financial situation, tax status,
and investment objectives.
(2) Learn how to open investment accounts, transfer assets,
and manage investment records of clients.
(3) Understand the importance of Investment Policy Statements
and learn how to develop these statements and make
recommendations to clients.
(4) Learn how to analyze, rebalance, and evaluate client
portfolios across time. |
Topical Outline: | Review of equity and debt-related securities
Taxation of federal, state, and municipal securities
Money market instruments
Research and interpretation of the macroeconomic environment
Derivative markets
Options
Futures
Mutual funds, exchange trade funds, and master limited
partnerships (MLPs)
Annuities
Management of customer accounts
Investments within tax-advantaged accounts
Portfolio recommendations and review
Security rules and regulations |