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| Course ID: | FHCE 4200. 3 hours. | | Course Title: | Wealth Management I | Course
Description: | Family wealth management techniques for goals-based financial
planning; discussion of the seminal theories in portfolio
management, measurement of individual risk tolerance, and
regulatory procedures for portfolio recommendations; features of
tax implications from sale and dispositions of investment
assets; features of portfolio rebalancing techniques using
computational tools and available software programs. | | Oasis Title: | Wealth Management I | | Prerequisite: | FHCE 3200 or FHCE 3200E or FHCE 3250 or FHCE 3250E or HACE 3200 or HACE 3200E or HACE 3250 or HACE 3250E | Semester Course
Offered: | Offered fall semester every year. | | Grading System: | A-F (Traditional) |
| | Course Objectives: | Understand various family portfolio management concepts related
to macroeconomic factors; understand the similarities and
differences between various asset class characteristics;
understand the effect of taxes, inflation, and other economic
factors on savings and investments; the concept of client
investment recommendations and strategies; assess, measure,
evaluate the performance of family investment portfolios.
Laws, regulations, and prohibitions on unethical investment
advisory practices. | | Topical Outline: | Fixed income and equity markets
Trading procedures and licensing requirements
Regulatory standards for investment advisors and registered
representatives
State regulatory standards under the Uniform Securities Act
(USA)
Asset allocation within tax-advantaged accounts
Client risk, portfolio recommendations, and tax implications
Fundamental and technical analysis techniques | |
Syllabus:
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